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Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow.
National Securities Exchanges - SEC.gov
A "national securities exchange" is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934. Following is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as national securities exchanges :
Search Filings - SEC.gov
2024年7月2日 · A search engine to find Central Index Key numbers assigned by the SEC to corporate or individual filers.
Company Search - SEC.gov
2010年2月11日 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC. The Form D serves as a brief notice that provides information about the company and the offering.
Filings & Forms - SEC.gov
2012年2月21日 · Filings & Forms. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR.
SEC.gov | Submit a Tip or Complaint
Possible securities law violations like fraud, Ponzi schemes, insider trading, market manipulation, or other wrongdoing
SEC.gov | EDGAR Full Text Search
SEC.gov; EDGAR; FAQ; Other search tools; The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.
data.sec.gov
This site (https://data.sec.gov) provides public access to the U.S. Securities and Exchange Commission's EDGAR data via Application Programming Interfaces (API). Automated access must comply with SEC.gov's Privacy and Security Policy.
SEC.gov | Office of Inspector General
The Office of Inspector General (OIG) seeks to prevent and detect any fraud, waste, abuse, and mismanagement at the SEC while promoting integrity, economy, efficiency, and effectiveness in Commission programs and operations.
SEC.gov | Los Angeles Regional Office
2024年11月25日 · The Los Angeles Regional Office is responsible for enforcing violations of the federal securities laws and examining regulated entities such as investment advisers, investment companies, and broker-dealers.