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SEC Rulemaking The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings.
Search Filings - SEC.gov
2024年7月2日 · Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Company Search
Stock Directory and Prices in the U.S. - SEC.gov
2010年5月27日 · Stock Directory and Prices in the U.S. On the Nasdaq's website, you can find the current quotes for stocks listed on the New York Stock Exchange, the Nasdaq Stock Market, and the OTC Bulletin Board. You can also find a directory with the names, symbols, market capitalization, and brief descriptions of these publicly traded companies.
SEC and Markets Data - SEC.gov
The SEC Data Management Board is the principal internal Commission forum for addressing SEC data management standards, priorities, policies, and practices. The Commission's Chief Data Officer serves as chair of the Board. Membership of the Board, which meets approximately quarterly, includes senior leaders from the SEC's divisions and offices.
SEC.gov | EDGAR Full Text Search
View all. View all; Exclude insider equity awards, transactions, and ownership (Section 16 Reports) All annual, quarterly, and current reports
SEC.gov | Rules and Regulations for the Securities and Exchange ...
PDF Versions of SEC Forms: Part 249B: Further Forms, Securities Exchange Act of 1934: Part 255: Proprietary Trading and Certain Interests in and Relationships with Covered Funds: Trust Indenture Act of 1939: Part 260: General Rules and Regulations: Part 261: Index of Interpretive Releases: Part 269: e-CFR Forms Listing PDF Versions of SEC Forms
Resources for Investors - SEC.gov
2024年6月28日 · The SEC provides a variety of services and tools to help people invest wisely and avoid fraud. Visit the agency's Investor.gov website, review investor alerts and bulletins, and check your investment professional. Take time to learn what questions to ask and what preparations to make in order to be in full control of your investment decisions.
SEC.gov | Division of Trading and Markets
2025年1月17日 · The Division of Trading and Markets regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, FINRA, and clearing agencies), securities-based swap dealers, and transfer agents.
SEC.gov | Market Activity Data Visualizations
Explore market metrics designed to shed light on the nature of the billions of quotes and trades that regularly occur across our equity exchanges.
Press Releases - SEC.gov
6 天之前 · SEC Charges Paul McCabe and PMAC Consulting with Acting as Unregistered Brokers for Pre-IPO Stocks: 2025-19 : Jan. 17, 2025: SEC Charges GrubMarket with Overstating Revenue to Investors by More Than $500 Million: 2025-18 : Jan. 17, 2025: SEC Charges LPL Financial with Anti-Money Laundering Violations: 2025-17 : Jan. 17, 2025