For the well-informed Chief Compliance Officer and audit executive: Industry news, resources, webcasts, and more. Get the latest in corporate governance, risk, and compliance from Compliance Week.

6 天之前 · News Brief CFPB issues $2.5M penalty against Wise in last action of Chopra era. 2025-02-03T21:18:00+00:00 By Oscar Gonzalez. A fine by the Consumer Financial Protection Bureau (CFPB) against the U.S arm of London-based foreign exchange company Wise could be one of the agency’s final actions as a new regulatory regime reportedly froze rules and litigation amid calls for defunding.

Coverage on compliance, corporate governance updates, data privacy, regulatory policy and enforcement, and everything in between. Explore recent compliance, risk & governance news at Compliance Week.

2025年1月10日 · Premium SEC charge against CCO in penny stock scheme raises more questions about gatekeeper liability. 2025-01-22T16:13:00+00:00 By Aaron Nicodemus. A recent complaint by the Securities and Exchange Commission against the chief compliance officer of a Chicago-based investment firm contains some of the most worrisome examples of how CCOs can be found liable for misconduct at their firm.

Compliance Week, published by Wilmington plc, is a business intelligence service on corporate governance, risk, and compliance that features daily news and analysis, custom-designed special reports, proprietary databases, industry-leading events, and a variety of interactive features and forums. Founded in 2002, Compliance Week has become the premier GRC resource for ...

2023年11月9日 · Highlights from Compliance Week 2024. 2024-04-11T13:00:00+01:00 By Kyle Brasseur. Compliance officers took to the main stage to share their experiences at Compliance Week’s 2024 National Conference, while other highlights included conversations around artificial intelligence and the modern challenges the industry is confronting.

News Brief FCA dings Infinox in first fine under U.K. capital market reforms of 2018. 2025-01-29T18:43:00+00:00 By Aaron Nicodemus. The U.K. Financial Conduct Authority issued a landmark fine against trading platform Infinox Capital for failing to report “high-risk” transactions, the first-ever enforcement under a 2018 law.

2021 Excellence in Compliance Awards winners. CCO/CECO of the Year: Justin Ross, Chief Compliance Officer, FedEx Corp. Compliance Program of the Year: Tenneco Lifetime Achievement in Compliance: Emmanuel Lulin, Chief Ethics Officer, L’Oréal Compliance Innovator of the Year: Sarah Partington, Senior Compliance Officer/Director of Compliance Operations, The MetroHealth System

2025年1月28日 · EDPB shift forces AI firms to embed procurement, risk management in GDPR considerations. 2025-02-03T12:00:00+00:00 By Neil Hodge. Efforts to clarify the circumstances in which artificial intelligence models may or may not be violating the General Data Protection Regulation could result in yet more confusion for tech firms, companies deploying the technology, and even data protection ...

2022年5月23日 · Article Compliance leadership panel: Current state, future trends, more. 2022-05-31T11:51:00Z. Four senior compliance practitioners shared their insights on maintaining an ethical culture, embracing data analytics, determining compliance’s role in measuring ESG metrics, and more as part of a panel discussion at Compliance Week’s National Conference.